Loyola University Chicago

- Navigation -

Loyola University Chicago

Institute For Investor Protection

School of Law

News and Views

Because the law surrounding securities fraud is rapidly changing, the Institute provides updates on recent cases. Here, you can find regular news summaries on issues pertaining to the private rights of action under the antifraud provisions of the securities laws.

All of the documents below require Adobe Acrobat Reader to view. Please click here to download a free copy of Adobe Acrobat Reader.

 

NOVEMBER 2011

Market Manipulation and Auction Rate Securities Wilson v. Merrill Lynch & Co.
Major Appellate Court Decisions: Volume 1-15

John M. Wunderlich
Institute Scholar, Institute for Investor Protection
Loyola University Chicago School of Law

A Plausible Allegation of Materiality and Rebutting the Presumption of Reliance at Class Certification Connecticut Retirement Plans & Trust Funds v. Amgen, Inc.
Major Appellate Court Decisions: Volume 1-14

John M. Wunderlich
Institute Scholar, Institute for Investor Protection
Loyola University Chicago School of Law

 

OCTOBER 2011

Credit Default Swaps and Customers under FINRA Rules Wachovia Bank, National Ass'n v. VCG Special Opportunities Master Fund Ltd.
Major Appellate Court Decisions: Volume 1-13

John M. Wunderlich
Institute Scholar, Institute for Investor Protection
Loyola University Chicago School of Law

Condominiums as Investment Contracts under the Securities Laws Bamert v. Pulte Home Corp.Major Appellate Court Decisions: Volume 1-12

John M. Wunderlich
Institute Scholar, Institute for Investor Protection
Loyola University Chicago School of Law

FINRA and the Role of SROs in Enforcing the Securities Laws Fiero v. FINRAMajor Appellate Court Decisions: Volume 1-11

John M. Wunderlich
Institute Scholar, Institute for Investor Protection
Loyola University Chicago School of Law

 

SEPTEMBER 2011

Loss Causation and Summary Judgment Findwhat Investor Group v. Findwhat.comMajor Appellate Court Decisions: Volume 1-10

John M. Wunderlich
Institute Scholar, Institute for Investor Protection
Loyola University Chicago School of Law

The Preemptive Reach of SLUSA and Mutual Fund Investors Atkinson v. Morgan Asset Management, Inc.
Major Appellate Court Decisions: Volume 1-9

John M. Wunderlich
Institute Scholar, Institute for Investor Protection
Loyola University Chicago School of Law

 

AUGUST 2011

The Forced Seller Doctrine and Section 11 and Section 12 ClaimsKatz v. GerardiThe Forced Seller Doctrine and Section 11 and Section 12 ClaimsKatz v. Gerardi

Major Appellate Court Decisions: Volume 1-8

John M. Wunderlich
Institute Scholar, Institute for Investor Protection
Loyola University Chicago School of Law

Misrepresenting Good Will and Loan Loss Reserves in Registration Statements Fait v. Regions Financing Trust
Major Appellate Court Decisions: Volume 1-7

John M. Wunderlich
Institute Scholar, Institute for Investor Protection
Loyola University Chicago School of Law

Scienter and the Ninth Circuit's Two-Part Test WPP Luxembourg Gamma v. Spot Runner, Inc.
Major Appellate Court Decisions: Volume 1-6

John M. Wunderlich
Institute Scholar, Institute for Investor Protection
Loyola University Chicago School of Law

Pleading Securities Fraud with Particularity and Loss Causation Anchor Bank FSB v. Hofer
Major Appellate Court Decisions: Volume 1-5

John M. Wunderlich
Institute Scholar, Institute for Investor Protection
Loyola University Chicago School of Law

The Statute of Limitations for Section 10(b) Claims and SEC Complaints Premium Plus Partners v. Goldman, Sachs & Co.
Major Appellate Court Decisions: Volume 1-4

John M. Wunderlich
Institute Scholar, Institute for Investor Protection
Loyola University Chicago School of Law

 

JULY 2011

The Extraterritorial Application of Rule 10b-5 and the Place of Sale Quail Cruise Ships v. Agencia de Viagens
Major Appellate Court Decisions: Volume 1-3

John M. Wunderlich
Institute Scholar, Institute for Investor Protection
Loyola University Chicago School of Law

 

JUNE 2011

The Duty to Disclose Minneapolis Firefighters' Relief Association v. MEMC Electronic Materials
Major Appellate Court Decisions: Volume 1-2

John M. Wunderlich
Institute Scholar, Institute for Investor Protection
Loyola University Chicago School of Law

 

APRIL 2011

An Auditor's Scienter New Mexico State Investment Council v. Ernst & Young
Major Appellate Court Decisions: Volume 1-1

John M. Wunderlich
Institute Scholar, Institute for Investor Protection
Loyola University Chicago School of Law

Loyola

SCHOOL OF LAW
Philip H. Corboy Law Center · 25 E. Pearson Street · Chicago, IL 60611 · 312.915.7120

Notice of Non-discriminatory Policy